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| Broker / Firm Information (BASIC) |
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| Using FIA's Background Affiliation Status Information Center (BASIC), you can
check the registration status and disciplinary history of any firm or individual
that conducts business on the U.S. futures exchanges on behalf of the investing
public. |
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| Begin Enrollment Process |
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| To gain access to ORS, firms, including Sole Proprietors, Floor Brokers and Floor Traders, will need to establish a security account with FIA and designate a Security Manager..... |
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| Security Manager Duties (FB, FT) |
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| To use ORS, FBs and FTs will need to establish a security account with FIA and designate..... |
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| Commodity Pool Operators (CPOs) |
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| Commodity Pool Operator (CPO) is an individual or organization which operates a commodity pool and ..... |
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| Online Registration System (ORS) |
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| You are accessing a system containing U.S. Commodity Futures Trading Commission records. Your usage.... |
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| Annual Questionnaire |
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| Once a year, FIA Members must complete an Annual Questionnaire. The questionnaire provides FIA with information about your firm and allows FIA..... |
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| EasyFile (1-FR-IB Filers) |
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| EasyFile is the electronic alternative to WinJammer for filing audited and unaudited 1-FR-IB financial statements. The CFTC.... |
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